Securities Litigation and Financial Industry Disputes
Altior Law attorneys have experience representing investors and financial industry professionals in investment and industry litigation and arbitration. Customer investment disputes frequently arise from well-meaning investors placing their assets and trust in the hands of a financial professional who fails to understand and honor their stated investment goals, or engages in conduct putting the professional’s interests before the client’s interests. When this happens, Altior Law attorneys are here to advise investors on the various claims and remedies that may be available to them, including those available under the anti-fraud provisions of state and federal securities laws.
On the industry side, Altior Law attorneys represent registered representatives, investment adviser representatives, and their broker dealers and investment advisory firms, in intra-industry disputes. These disputes commonly involve actions to enforce non-competition and non-solicitation agreements, allegations of raiding customer information by a departing broker/adviser, claims to recover compensation paid to brokers/advisers, expungement actions, and trade secret and breach of fiduciary duty claims. Altior Law attorneys are experienced in litigating these disputes, and are prepared to advise you on the best path to resolution. When this path is litigation, whether in court or through arbitration, our attorneys have the skill and experience to vigorously pursue your rights.